Compliance software, compared on what you can check
Most compliance platforms for advisers do not publish prices or offer a self-serve trial. Here is how we differ.
| Option | How pricing works | How you try it | Notes |
|---|---|---|---|
| Compliance Approved | Published: $99, $279, $649, $1,199 a month | 14-day self-serve trial, no card | AI marketing review and the AI assistant on every subscription plan |
| COMPLY (formerly RIA in a Box) | By quote (demo first) | Demo request | Software plus consulting services |
| SmartRIA | "Customized pricing" on its pricing page | Demo request | Offered to XY Planning Network members |
| Hadrius | By quote (demo first) | Demo request | AI-first, sold through demos |
| Outsourced CCO firm | Commonly $30,000 to $125,000 a year | Engagement letter | A person doing the work; software often extra |
Compliance Approved
Pricing: Published: $99, $279, $649, $1,199 a month
Try it: 14-day self-serve trial, no card
AI marketing review and the AI assistant on every subscription plan
COMPLY (formerly RIA in a Box)
Pricing: By quote (demo first)
Try it: Demo request
Software plus consulting services
SmartRIA
Pricing: "Customized pricing" on its pricing page
Try it: Demo request
Offered to XY Planning Network members
Hadrius
Pricing: By quote (demo first)
Try it: Demo request
AI-first, sold through demos
Outsourced CCO firm
Pricing: Commonly $30,000 to $125,000 a year
Try it: Engagement letter
A person doing the work; software often extra
Other vendors' pricing and trial terms as shown on their own websites in October 2026; outsourced CCO range from published industry pricing guides. Check each vendor for current terms.
Every price is on the page
No demo call to find out what it costs. Solo is $99 a month for one or two people, and every subscription plan includes the complete compliance program.
Try it before anyone calls you
Start a 14-day trial yourself, with no card. Or open a populated sample firm in the interactive demo without signing up.
AI that shows its work
Every finding names the rule, quotes the sentence and explains why. We publish our accuracy method and results.
Built for the firm where the CCO wears other hats
Most small-firm CCOs have another job. The platform drafts, reminds and keeps the records; the CCO decides.
See every plan side by side on the pricing page, or check our AI accuracy results.
See for yourself
14-day free trial, no card. Or get a free Exam Snapshot of your firm first.